TY - JOUR
T1 - Intelligent Diagnosis of Rolling Element Bearings Under Various Operating Conditions Using an Enhanced Envelope Technique and Transfer Learning
AU - Davoodabadi, Ali
AU - Behzad, Mehdi
AU - Arghand, Hesam Addin
AU - Mohammadi, Somaye
AU - Gelman, Len
N1 - Publisher Copyright:
© 2025 by the authors.
PY - 2025/5/1
Y1 - 2025/5/1
N2 - Rolling element bearings (REBs) are vital in rotating machinery, making fault detection essential for optimal performance and system reliability. This study assesses the effectiveness of a simple convolutional neural network (SCNN) and a transfer learning-based convolutional neural network (TL-CNN) for diagnosing REB faults using time-domain signals, frequency-domain spectra, and envelope frequency spectrum analysis. The study uses diverse datasets, including laboratory and industrial data under various operating conditions, covering fault types like inner race fault (IRF), outer race fault (ORF), rolling element fault (REF), and healthy (H) states. The main innovation is applying Transfer Learning (TL) with fine-tuning to improve model accuracy in identifying REB conditions by leveraging features learned from diverse datasets. An innovative algorithm is also introduced to identify resonance regions for optimal filter selection in envelope analysis, improving fault-related feature extraction and reducing noise. A preprocessing step that removes speed-related variations further enhances model accuracy by isolating fault features and minimizing the impact of rotational speed. The results show that transfer learning with fine-tuning, combined with the resonance region identification algorithm, significantly enhances fault detection accuracy. The TL-CNN model with envelope signal input achieves the highest accuracy across all scenarios, especially under variable operating conditions, and performs reliably on industrial data.
AB - Rolling element bearings (REBs) are vital in rotating machinery, making fault detection essential for optimal performance and system reliability. This study assesses the effectiveness of a simple convolutional neural network (SCNN) and a transfer learning-based convolutional neural network (TL-CNN) for diagnosing REB faults using time-domain signals, frequency-domain spectra, and envelope frequency spectrum analysis. The study uses diverse datasets, including laboratory and industrial data under various operating conditions, covering fault types like inner race fault (IRF), outer race fault (ORF), rolling element fault (REF), and healthy (H) states. The main innovation is applying Transfer Learning (TL) with fine-tuning to improve model accuracy in identifying REB conditions by leveraging features learned from diverse datasets. An innovative algorithm is also introduced to identify resonance regions for optimal filter selection in envelope analysis, improving fault-related feature extraction and reducing noise. A preprocessing step that removes speed-related variations further enhances model accuracy by isolating fault features and minimizing the impact of rotational speed. The results show that transfer learning with fine-tuning, combined with the resonance region identification algorithm, significantly enhances fault detection accuracy. The TL-CNN model with envelope signal input achieves the highest accuracy across all scenarios, especially under variable operating conditions, and performs reliably on industrial data.
KW - condition monitoring
KW - convolutional neural network
KW - intelligent fault diagnosis
KW - rolling element bearings
KW - transfer learning
KW - vibration analysis
UR - http://www.scopus.com/inward/record.url?scp=105006647330&partnerID=8YFLogxK
U2 - 10.3390/machines13050351
DO - 10.3390/machines13050351
M3 - Article
AN - SCOPUS:105006647330
VL - 13
JO - Machines
JF - Machines
SN - 2075-1702
IS - 5
M1 - 351
ER -